Compliance Beat

Misconduct: Options (& Responsibilities) for Compliance Officers & Three Questions with Garin Bergman

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Sinopsis

What are some strategies and options for the compliance officer that is aware of misconduct occurring at their organization? This can be one of the most complicated topics that a compliance officer can face. And there are not always a lot of good solutions. But what options should the compliance officer consider? And what should the compliance office expect from their organization? This week, Eric explores the answers to these questions. The post Misconduct: Options (& Responsibilities) for Compliance Officers & Three Questions with Garin Bergman appeared first on Compliance Beat.