Daily Compliance News

  • Autor: Vários
  • Narrador: Vários
  • Editor: Podcast
  • Duración: 220:18:32
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Sinopsis

The Compliance Evangelist Tom Fox gives you an update on what is happening in the world of compliance every morning. Grab a cup of copy, and stay in the loop!

Episodios

  • September 29, 2019 Sunday Book Review edition

    29/09/2019 Duración: 05min

    In today’s edition Sunday Book Review edition of Daily Compliance News: ·      Range: Why Generalists Triumph in a Specialized World-by David Epstein ·      The Third Pillar: How Markets and the State Leave the Community Behind-by Raghuram Rajan ·      The Man Who Solved the Market: How Jim Simons Launched the Quant Revolution-by Gregory Zuckerman Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 28, 2019- the Need a Used Jet edition

    28/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Need a used jet? Contact WeWork. (WSJ)Wells Fargo finally hires new CEO. (NYT)Door dash has data breach, waits 4 months to tell anyone. (What Me Worry?)(WSJ)Is the party over (for IPOs)? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • Daily Compliance News: September 27, 2019- the Risk and Compliance Journal edition

    27/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Managing ESG takes time. (WSJ)Ericsson sets aside $1.3bn for corruption claims. (NYT)Should the Fed disclose its cybersecurity? One senator says yes. (WSJ)Did PNB Paribas prop up Sudan? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 26, 2019- the Suicide or Other edition

    26/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Comscore, former CEO settle with SEC. (WSJ)Mgr at Fiat Chrysler Automobiles criminally charged. (NYT)Senators propose whistleblower reform. (Radical Compliance)Danske banker found dead. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 25, 2019- the Running with the Big Dogs edition

    25/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News: ·       WeWork founder steps down. (WSJ)·       VW execs and Ex-CEO charged with Market Manipulation. (NYT)·       More Venezuelan sanctions issued. (WSJ)·       How does your state rate on corruption?  (FCPA Blog) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 24, 2019- the Nissan Still a Mess edition

    24/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Nissan is still a mess. (WSJ)NCAA says it will go after Kansas. (Yahoo Sports)SEC settles charges against PwC. (MarketWatch)TechnipFMC settles SEC charges for $5MM. (FCPA Blog) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 23, 2019- the Fall is Here edition

    23/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News: ·       Uber redux, as BOD members want to remove WeWork CEO? (WSJ)·       Have I told you how humble I am? (FT)·       HUD Secretary Ben Carson gives talk in SF. What could go wrong? (Washington Post)·       Spirit or Led Zeppelin? Which band wrote “Stairway to Heaven”?  (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 22, 2019 Sunday Book Review edition

    22/09/2019 Duración: 05min

    In today’s edition Sunday Book Review edition of Daily Compliance News, we begin a two-part series highlighting the Financial Times' Short List for Business Book of the Year Award: The Age of Surveillance Capitalism by Shoshana ZuboffInvisible Women by Caroline Criado PerezKochland by Christopher Leonard Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 21, 2019- the Corruption in Afghanistan it edition

    21/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Shocked, shocked to find there is corruption in Afghanistan? (Fox News)Criminal charges filed in Vale dam collapse. (WSJ)Saudi Aramco IPO theme song-“With a Little Help From My Friends. (NYT)Traveling to China, you might want to think about it. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 20, 2019- the Good Work if You can Get it edition

    20/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Will Brazil move past its corrupt administration? (FT)What if you ID audit partners? (WSJ)US Bank pays $4MM to settle sanctions allegations. (WSJ)Good work if you can get it. (Washington Post) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 19, 2019- the Root Out Corruption edition

    19/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:White House fires Homeland Security Deputy GC. (NYT)Netherlands proposes nationwide AML system. (Dipping Through Geometries)Did unprepared pilots contribute to 737 MAX disasters? (NYT)Why that “stupid piece of paper” still matters. (Washington Post) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 18, 2019- the Root Out Corruption edition

    18/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:WeWork shelves IPO. (FT)Big government rivalry hampering Big Tech antitrust investigation? (WSJ)How to master office small talk. (NYT)Warren vows to root out corruption in Washington. (Salon) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 17, 2019- the Tax Returns edition

    17/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:What is risk? (Lesson #365,333) (NYT)Internal whistleblower files complaint, DNI refuses to turn over to Congress. (Washington Post)Int’l panel chastises FAA over 737 Max approval process. (WSJ)NYC DA subpoenas 8 years of Trump taxes. (MarketWatch) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 16, 2019- the Cool Billion edition

    16/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News: ·      Boeing Board calls for more safety changes at company. (NYT)·      How big can a COI be? Disney’s Iger resigns from Apple board. (WSJ)·      NY AG alleges Sacker family had over $1bn in wire transfers out of Perdue Pharma into private accounts. (Washington Post)·      Andrew Hill says to have some sympathy for Refinitiv.  (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 15, 2019 Sunday Book Review edition

    15/09/2019 Duración: 05min

    In today’s edition Sunday Book Review edition of Daily Compliance News:The Art of Statistics-David SpiegelhalterVC-Thomas NicholasPalaces of Pleasure-Lee JacksonThe Memory Police-Yoko Ozawa Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 14, 2019- the WeWork ReWork edition

    14/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Corruption across EU leaves EU Home Affairs Commissioner Cecilia Malmstroem breathless. (BBC)WeWork ReWorks CorpGov. (NYT)DOJ will consider ‘inability to pay’ for corp fines. (WSJ)Be careful out there as Jets lose starting QB to Mono. (ESPN) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 13, 2019- the rattle out of the pram edition

    13/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Government orders Google to let employees speak. (WSJ)NCAA throws temper tantrum.(Forbes)145 key business leaders demand action on guns. (NYT)Former Peruvian President accused of corruption denied bail in US. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 12, 2019- the pots and kettles edition

    12/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Beijing, er Hong Kong wants to take over the London Stock Exchange. What could go wrong? (NYT)Pots and Kettles, as US tells Switzerland to ramp up oversight on Facebook’s cryptocurrency. (WSJ)Fair Pay to Play? California bill would allow college athletes to benefit from their toils/images. (com)SEC wants to ditch PCAOB member. (MarketWatch) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 11, 2019- the 9/11 edition

    11/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:Who is the most powerful regulator on the planet? (Hint-she’s not aYank) (NYT)Cloudfare confirms possible sanction violation disclosure to government. (WSJ)New California labor bill may help Uber/Lyft drivers. (NYT)FEMA officials in Puerto Rico charged with corruption and fraud. (Washington Post) Learn more about your ad choices. Visit megaphone.fm/adchoices

  • September 10, 2019- the Volfefe speaks edition

    10/09/2019 Duración: 05min

    In today’s edition of Daily Compliance News:How is employee activism different than CEO activism? (com)DOJ charges Chinese Professor with theft of trade secrets for Huawei. (WSJ)SEC chair criticizes the rest of the world for poor ABC enforcement. (WSJ)Trump risk formalized in Volfefe index. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

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