Sinopsis
The Compliance Evangelist Tom Fox gives you an update on what is happening in the world of compliance every morning. Grab a cup of copy, and stay in the loop!
Episodios
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June 9, 2023 - The An Island of Corruption Edition
09/06/2023 Duración: 05minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. · Gary Gensler has never seen so much non-compliance. (WSJ) · Jes Staley says it was all JPMorgan. (Reuters) · Texas AG was his own ‘Island of Corruption”. (Governing) · Zuckerberg lays out his vision for Meta. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 8, 2023 – The End of Rock and Roll? Edition
08/06/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: · Can risqué music be banned? (WSJ) · What will PGA’s sponsors do? (WSJ) · EU eases class action rules. (WSJ) · Climate change is real. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 7, 2023 - The Built on Non-Compliance Edition
07/06/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. SEC brings an action against Coinbase for allowing trading of unregistered securities. (NYT) SEC brings an action against Binance for commingling of funds. (NYT) Argentina corruption case against Cristina Fernandez is dismissed. (AP) Gensler says crypto built on ‘non-compliance’. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 6, 2023 - The Filthy Ritual Edition
06/06/2023 Duración: 08minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. · How to prepare for increased ESG reporting requirements. (WSJ) · New great podcast on fraudsters. (Filthy Ritual Podcast) · Circuits split on Forum Selection clauses for shareholder actions. (Reuters) · The Pope warns of corruption risk in missionary fundraising. (AP) Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 5, 2023 - The Dylan Tokar Edition
05/06/2023 Duración: 08minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: US firms raise corruption concerns in Ukraine grain deal. (WSJ) Two whistleblowers appeal the Ericsson $279MM whistleblower award. (WSJ) AG files suit to end Civil Rights laws. (Reuters) Dylan Tokar celebrates 4 years a the WSJ Risk and Compliance Journal. Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 3, 2023 – The It’s Going to be Bad Edition
03/06/2023 Duración: 08minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Ja Morant punishment is to be levied after NBA Finals. (ESPN) The law department of the future. (WSJ) A white-collar prison in El Salvador? (Reuters) Ex-Novartis execs cleared in Greece. (Fierce Pharma) Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 2, 2023 – The End is Nigh Edition
02/06/2023 Duración: 08minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: South Sudan mining corruption. (OCCRP) End of LIBOR is here. (WSJ) Ford accuses Blue Cross of making too much money. (Reuters) Use WFH and get a tax break in Texas. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices
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June 1, 2023 – The He Said/He Said Edition
01/06/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Do you have the right to disconnect? (FT) Jho Low in Macau. (Al Jazeera) 737 Max family victims can sue for pre-crash pain and suffering of victims. (Reuters) Jes Staley says he talked to Jamie Dimon about Epstein. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 31, 2023 – The Holmes Reports Edition
31/05/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: · Elizabeth Holmes reports to prison. (NYT) · French prosecutors indict ex-FIFA VP over bribes paid re: Qatar. (France24) · NLRB says non-competes violate NLRA. (Reuters) · SW misuse costs Nutanix $11MM. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 24, 2023-the Corruption Can Kill Edition
24/05/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · Supply Chain financing rules. (WSJ) · Shareholder activists and the culture wars. (WSJ) · When corruption can kill. (Food Safety News) · Harlan Crow to US Senate-screw you. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 23, 2023 – The €1.2 Bn Fine Edition
23/05/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Succession (in real life). (NYT) Fired SFO investigator wins wrongful termination suit. (MLex) Meta fined €1.2 billion by EU over GDPR violations (Cordery Compliance) Court decision unsealed in whistleblower decision. (Bloomberg Law) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 22, 2023 – The Unexpected Consequences Edition
22/05/2023 Duración: 05minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Uber DEI head put on leave for ‘insensitivity’. (NYT) Some unexpected consequences from mass layoffs. (FT) DeSantis tries to disqualify a federal judge. (Reuters) Epstein threatened to blackmail Bill Gates over an affair. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 20, 2023 – The More Sweeps Coming Edition
20/05/2023 Duración: 08minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: DeSantis doesn’t want Disney business; Disney obliges. (NYT) Tesco CEO to resign for inappropriate behavior. (FT) Montana TikTok Ban not enforceable? (WaPo) More SEC sweeps are coming (Financial Advisor) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 19, 2023-the Ronnie Feldman Edition
19/05/2023 Duración: 05minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · Meta channels their inner Ronnie Feldman. (WSJ) · BODs wake up to cyber security risks. (FT) · Lawyer doesn’t want name disclosed. (Reuters) · What is geo-strategic corruption? (The Conversation) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 18, 2023-the Dog Ate My Homework Edition
18/05/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · SVB CEO ‘truly sorry’ bank failed. (NYT) · Open AI CEO wants regulation. (NYT) · Former French President Sarkozy loses corruption appeal. (Politico) · GOP loses Biden whistleblower. (Newsweek) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 17, 2023 - The $1 BN Edition
17/05/2023 Duración: 08minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Ecuador President to face impeachment trial. (FT) Wells Fargo to pay $1bn to settle shareholder suit. (WSJ) Ukraine Supreme Court under investigation for corruption. (Reuters) Changed my mind not reason to reverse a settlement, even for Elon Musk. (CNBC) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 16, 2023 - The AI and Compliance Edition
16/05/2023 Duración: 06minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Using AI to manage risk. (InsideBigData) How will AI change the workplace? (WSJ) Using AI to manage regulatory risk frameworks. (PYMNTS) Will AI help compliance? (Forbes) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 15, 2023 – The Like a Cancer Edition
15/05/2023 Duración: 07minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: PwC is facing potential criminal actions in Australia. (The Guardian) Binance to UK-regulate us. (FT) FIFA corruption witness gets no jail time. (Reuters) Who wants to be a CEO. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 13, 2023 - The Mike Lynch Extradited Edition
13/05/2023 Duración: 05minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Recidivist Koninklijke Philips N.V. settles another FCPA enforcement action. (FCPA Blog) Mike Lynch was extradited to the US. (BBC) Key FIFA corruption witness to be sentenced. (Reuters) Supreme Court overturns yet another corruption conviction. (CNN) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 12, 2023 – The Pigs Win Edition
12/05/2023 Duración: 05minWelcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional. Stories we are following in today’s edition: Brazil opens soccer match-fixing investigation. (WSJ) US trains Ukraine to go after Russian crypto. (WSJ) Pigs win at Supreme Court. (Reuters) House GOP finds no evidence of Biden corruption. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices